Compliance Consultung

We assist start-ups and designated institutions with their compliance and regulatory obligations. Our scope of compliance services is wide ranging and caters uniquely for your individual business needs.

We have assisted institutions in various jurisdictions with obtaining licenses and maintaining legal obligations, ranging from compliance of laws governing anti-money laundering and money-lending, to cryptocurrency trading.

The implementation of our proven framework in accordance to your business needs will include the following  core steps:

  • Governance:   
    Assessment of existing risks and developing a program of controls for risks identified
  • Operations:   
    Implementing and operation of risk control frameworks, including effective “know your client” procedures
  • Reviewing & Remediate:                      
    Auditing and reviewing shortcomings of designed framework

 

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T:    (+852) 6094 9452
W:  www.tjassocs.com
E:    info@tjassocs.com

Thomas. Jefferson Associates Limited
Suite 2302, 23/F New World Tower 1
18 Queen’s Road Central
Hong Kong SAR

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DISCLAIMER
The information contained herein is intended to provide a generic outline of the subject matter. It does not take into account individual circumstances and thus, should not constitute legal advice.
Thomas. Jefferson Associates Limited recommends that you seek legal advice specific to your individual needs. Please also refer to our website disclaimer which is applicable to contents published on this website.

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Thomas. Jefferson Associates Limited.
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